“Did Mao initiate the Cultural
Revolution or was he driven by events beyond control?”
Did Mao initiate
the Cultural Revolution by himself, or was he was driven by events beyond his
control?
Having read
American Chinese sources as extracts form Wu Han’s play I became to understand
that Mao was longing for a Revolution, correlating with the struggle for the
new economic policy that Mao was trying to implement.. The Great Leap Forward
officially ended in 1961, costing millions of lives.
.Why did Wu
Han’s play written in 1966 the heatedly criticized play -officially dated- 1966
not stir up history-altering controversy until the Cultural Revolution?
Mao’s wife Jian
Qing played a significant role in Mao’s actions. I found out that due to Jian
Qing’s motivations and ideas, Mao continually focused a Cultural Revolution.
Understanding modern Chinese history and can
evaluate and assess China’s historical background, interpret and identify, in
order to create my personal opinion of China post-Mao, and on societies’
perception today.I was interested in investigating this topic due to my
fascination with History and how, and to what extent it relates to modern
politics, and the Chinese culture and study of societies. Mao’s main incentives
lie in discovering new means to transform China’s party, state & society
with ideals- China transformed into a land of prosperity, universal justice in
order to gain the attention and respect of the Western powers. Mao also desired
to enhance his much weakened authority and reputation through events conducted
by himself, such as the Great Leap Forward.
Word count: 240
Introduction
Was Mao driven
to initiate the Cultural Revolution or was he driven by events beyond his
control- threats from within the government? In hopes to transform China’s
party, society and state under his ideology Mao was driven to initiate the
Cultural Revolution by two main purposes - to advance China into a prosperous
land emerging as a great leader, and secondly his desire to reinforce his
crippled authority and reputation due to the calamity of the Great Leap forward
of 1958-1960. [1]
What were
potential precursors for the Cultural Revolution were Wu Han’s play “Hai Rui Dismissed from Office” and his
opposition within the Party- Liu Shaoqi, Deng Xiaoping and Lin Biao- as well as
outside office- his wife Jiang Qing.
The
significance of the topic relates to the importance of modern politics and how
Chinese relations are handled and interpreted today. It gives the world an
insight to a former majestic Empire and allows its full development integrated
as a world leading country today. The research question relates to existing
knowledge of the Cultural Revolution and take the investigation a step further,
debating its origin in order to be able to detect complex issues.
The historical
significance of this question can not be stressed enough; through the
identification of Mao’s public enemies, especially those within the government,
and the consideration of the variety of aspects under which Mao was influenced,
evaluates his actions taken and events that were seemingly beyond his control
with the judgment of historians and Chinese citizens from China under Mao’s
influence. In reference to relevant ideas and
opinions, it allows for my evaluation and of Historians’ perceptions of Mao,
pre- and post-revolution as readers and historians alike will be able to
determine the effect of Mao’s suppression in relation to China’s society and
how we perceive modern Chinese history today: to what extent the opposition
groups of Mao have influenced Mao’s decisions and struggle for power, and to
clarify if it was really Mao who initiated the Cultural Revolution of 1966 or
if it was driven by events beyond his control.
‘Events beyond control’, as stated in the research question is
defined by the threats of opposition groups of Mao, which are of significant
importance to understand Mao’s position of launching the Cultural Revolution of
1966. Suppression from within the government forced Mao to deal with the
dominant influence of Liu Shaoqi and Deng Xiaoping between 1961-66, who, opposing
Mao’s authority, reintroduced some capitalist incentives and were his strongly
opposed enemies. Interestingly
enough, Mao posed threats outside the government as well; his wife Jiang Qing
ultimately initiated Mao’s realization in his favour to advocate a critique of
Wu Han’s historically significant play
One can
question if Mao would have emerged as a powerful force if there would not have
been a popular critique in Mao’s favour, as we learned that he was insulted by
the prominent portrayal of Peng Dehuai as Hai Rui in the Ming Dynasty
criticizing the Emperor portrayed as a hero.
“The disastrous
consequences of the Great Leap Forward had shaken the myth of Mao’s infallibility,
weakening for the first time chairman’s leadership of the party and state.”[2]
Chen Jian describes Mao as “Mao could clearly
sense that both his grand revolutionary enterprise and his own “indisputable
position as the party’s paramount leader were at stake”.[3]
Chen Jian, who had experienced the China under Mao’s rule.
The
significance of this extract lies in the fact that it was the fist time that
Mao had to deal with criticism within
that initially fuelled his insecurities and resulted in a the encouragement to
prove his power to potentially save his position in the CCP. In the way that
Mao behaved in situations like these, portrays his continual thirst for
Revolution and acceptance as the greatest of Chinese leaders.
Mao’s ideology
of continuous revolution and rectification instinctively lead Mao to make his decisions, whether he felt threatened from
his opposition or encouraged.
Mao’s battle
with Liu Shaoqi about the Socialist Education Movement is a vibrant example of
how Mao fought for authority and his key aims of this Movement, such as the
intensification of class struggle, the purity of ideology and reinforcing his
Communist revolutionary idea into the party.
The building up
of his personal powerbase within the PLA under Lin Biao was an attempt to
threaten his opposition and to set a clear statement
of his authority, and the creation of the Red Guards and China’s
economical impact are of crucial importance in order to identify Mao’s
initiative. Most importantly the row over Wu Han’s play and the dismissal of
Hai Rai from office are of extreme significance and importance to consider if
Mao initiated the Cultural Revolution or if he was driven by events beyond his
control.
Mao was leader
of the Cultural Revolution and as the initiator of Chinese social and political
reform. Others claim that Mao was struggling for his position in power, and
being a weak dictator in the terms of carrying out actions/ was by no means
entirely responsible for the Revolution on the mass scale it occurred.
In this essay I
will prove that Mao was the initiator of the Cultural Revolution only because
of his weak struggle for power, and that his opposition and events beyond his control
underlined his fight for the success of his ideology and ended his brutal
regime.
Body
Wu Han’s Play and the Dismissal of Hai Rui
The row over Wu
Han’s play, first published in 1944 is of significant importance when
attempting to understand Mao’s political decisions
in prior the
Cultural Revolution,
which is why Wu
Han’s play is so significant as it is a major debatable issue for varied
interpretations of how it impacted Mao to initiate the Cultural Revolution.
What got me interested is that I was not capable of retrieving Chinese sources for interpretation, as it is banned
in China. I used the following non-Chinese sources written, which interestingly
enough were written by American historians.
Wu Han’s play “Hai Rui Dismissed from Office” of 1965
was based on the on the Ming Minister Hai Rui of the Ming dynasty (1368-1644),
who criticized the Emperor and was therefore imprisoned, whereas Han portrays
Rui as a hero. Mao was originally impressed by the production, until Yao
Wenyuan published an article castigating Mao’s dismissal of Peng Dehuai, who
had criticized Mao’s eclipse of the Great Leap Forward at the Lushan
Conference, 1959. Arguably, Mao’s dismissal was part of his resentment towards
Peng Dehuai, Dehuai’s involvement in the Korean War, leading to the death of
Mao’s son. Due to the controversial play, Mao “denounced the reactionary
ideology of Wu Han”[4], fuelling his rage and
“distrust of intellectuals for their independent thought and elitism”[5] -
implementing his sense for a change in school and university systems. By
criticizing Wu Han’s play Mao was “attacking the party apparatus and leadership
that had permitted the publication of the play and implemented many other
policies that Mao opposed”[6]- Mao
was decisive that the leading party had “sabotaged”[7] him
once again whilst he was implementing “radical social change” in China, which
ultimately lead to his decision to plan a reformed China. On the issue of Mao’s
discontent and public attack on Mao , historian Peter R. Moody claims that by
1965 Wu Han “had become completely disillusioned”[8].
Peter R. Moody describes Wu Han’s protagonist, the “peasant emperor”[9] from
the Ming dynasty and Mao Zedong to have striking “similarities”[10].
Moody claims that Wu had been oblivious to all the fundamental comparisons to
Mao, and “could not have known this until 1965”.[11]
“Mao remarked: ‘The crux of Hai Jui (Rui)
Dismissed from Office was the question of dismissal from office. The Jia Qing
Emperor (of the Ming Dynasty 1522-1566) dismissed Hai Jui from office. And Peng
Dehuai is “Hai Jui” too.’ ”[12]
Coming directly
from Mao, the quote demonstrates his pure abomination with Peng Dehuai. I will
interpret his abhorrence originating from the crippled relationship Mao to do
with the death of Mao’s son. It also provides the relation to the 1600s when
the original play was first performed. Dating back for several centuries, only
further exhibits how traditional China still was to Mao Zedong’s regime, and
how powerful this play becomes through the extensive time gap that gives such
significance and importance to it, making it all the more insulting to the
current leader, in comparison to the biography of the first Emperor of the Ming
Dynasty.
What American
historian and Special Assistant to the President for National Security Affair
Lieberthal suggests[13] is that Mao’s wife Jiang Qing was the origin
and cause for initiating the critique of the play, under Mao’s name. Chiang
argued that the play Hai Rui Dismissed
from Office was in fact, a direct attack on Mao from “political enemies”[14]
which represented the dismissal of Peng Dehuai for which Mao was responsible
for Lieberthal clarifies that Chiangs allegation is “plausible but probably
wrong”[15]-
that Wu Han had written the play before attending the Luhsan Conference, with
proof through the “specific request of Mao’s secretaries”[16]. Officially the Luhsan Conference been called
upon to discuss the course of the Great Leap Forward, and given the
circumstances to deal the nation-spread famine, it was Peng Dehuai himself that
expressed his concern: “ ‘I saw my people lying dead and dying in the fields
and by the roadside.’ ”[17]
Peng’s declaration had him declared as a “troublemaker”[18] and
got denounced by the delegates of the Luhsan conference and the fellow
delegates. Retracing my original steps,
it was Mao who was ultimately persuaded by Jiang to have Yao Wenyuan to produce
a critique of the play. Peng was known to maintain a close relationship with
Peng Zhen- deputy as Mayor of Beijing. It forced Peng Dehuai to choose sides
with the idea of Wu Han or Mao. Distinctively, it was Mao’s wife that initiated
Wu Han’s play to receive critical reception as to promoting the idea of that
the party would launch a revolution to draw out the intellectuals of society,
and in the long-run, causing the dismissal of Peng Dehuai from office.
Exactly this
dismissal is significant, as it symbolizes the reception of the public in Mao’s
favour- unconditional support- but not
Lieberthals
explanation is valuable, providing new understanding of how Mao was driven to
initiate a political act under the influence of his wife- and not the CCP or
other government officials. However, this appealing viewpoint contains
limitations as it does not explain any reasons why Mao accepted his wife’s
opinion as the general Chinese mentality regarding women, the distorted image
in leading positions- considering in the fact that Mao was prominently known to
enjoy plays.
Although
British historian Jack Gray does not diminish the argument of the wife ‘pulling
the strings’ behind the critical response of Wu Han’s play, he specifically
argues that the play and its origins lie in the Great Leap Forward and the
famine of the nation due the corruptive government system. What was the critical argument between Peng
Dehuai and Mao- with contradicting viewpoints about Hai Rui – “ ‘For the
retention of the seal of office’, read Peng’s determination to persist his
condemnation in spite of all warnings. ”[19] in
contrast to which Mao responded: “ ‘For the Emperor, mislead by bad
counsellors,’ ”[20] This confrontation is
significant when direct communication seemed inevitable between Mao and Peng,
opposition within the Party resulting in the latter’s expulsion- and the
potential spark of the Cultural Revolution due to the power altercation.
Experts such as
the historians Schoenhals and McFarquhar claims that the critique of Yao
Wenyuan “kicked off the Cultural Revolution.”[21] , in
no mention to who initiated the critical response. The extreme detail of
Schoenhals’ and McFarquhars’ work is extraordinarily insightful, providing
primary evidence for critical evaluation of my own.
The Sunday Times
describes female historian Mitters’ work as “Raises such big questions and does
so in such striking good prose”, I was not convinced by the clarity of the
text; proving a dismal interpretation of Wu Han’s play, only to describe that
the critical reception of Mao through this play was the key initiator to the
Cultural Revolution, which “paved the way of the Great Proletarian Cultural
Revolution.” [22] Mitter does give an
interesting and useful insight by providing a primary source from British
economist Joan Robinson who experienced the Cultural Revolution as a foreign
observer: “ ‘…another generation… plunged into the revolution… without the aid
of grown-ups and Long Marches, they learned more about politics.’ ”[23]
Discussing that Joan Robinson was present in China to the begin of the
revolution, unable to give insight to the impact on society or having been a
scarred nation by the end of the revolution in 1976. It is limited to the value
of helping the outside observers to relate what a foreigner- oblivious to the
consequences the powerful Cultural Revolution would expel- might experience.
Jiang Qing
Jiang Qing was
the most prominently contested politician in China’s 20th Century
politics- sharing a position in the CCP along with her husband Mao Zedong. Chinese
traditional imagery and portrayal of the fanatical wife that curses evil, did
not only exist in the eye of the members of the CCP.
After the criticism of Wu Han’s play under Mao’s name -along with Peng Dehuai-
she was publicly humiliated a through vicious attacks of patriotic
revolutionaries. Upon “Jiang Qing! Jiang Qing! Poisonous snake, devil woman!
You cruelly injure the loyal, ad bring calamity to the country and the people!”[24] Due
to controversial incidents opposing Jiang’s public appearances, she did not
gain much support. This quote displayed
on poster from the university student, a teacher and a worker- the
intellectuals and the working class- evidently called himself “children of the
party” upon throwing beastly accusations as Jiang. As a women it was easily
disputed that Jiang could serve as the culprit of any negative disputes arose
for which Mao would have been responsible for and received negatively, blamed
for what Anchee Min describes as “countless bloody executions” on his wife. Having grown up in Communist China and
experienced understanding and admiration for “Madame Mao” alike,
University
professors June Grasso, Jay Corin Michael Kort, teach cultural China in a
admirable level, however the depth analysis is missing that challenges not only
the lay historian, but describes the
prominent figure “Jiang Qing, Mao’s wife, an enthusiastic force behind the
Cultural Revolution.”[25],
underlining the importance of he presence and character in the shadow of Mao’s
support, but fails to establish a connection to Jiang’s antagonistic reception
within Chinese society.
Mao, portrayed
as a God-like figure emerged in the Cult of Mao. Mao initiated the
collaboration with his wife, from which I assume he enjoyed the support and
relied greatly on her, enabling her to become a key political figure behind
Mao. “a closely knit group… away form the centre of party power.”[26] What
I can draw from this evidence, is that Mao’s wife certainty was fully supported
her husband and her doing were misperceived in the public eye, as the excuse of
Mao’s failures- as mentioned through Mao’s approved public executions– and is
not at all as devilish as portrayed- struggling for survival as the better
half, when according to the public eye, Mao’s better half are “Mao’s children”-
the citizens of China.
Based on the
evidence under this section, I must suggest that Mao was controlled through
various issues, like his wife Chiang, that forced the weak dictator to act,
only to learn from the consequences of the dismissal of Peng Dehuai that he
would emerge as After this event- Mao assured of his power, now relates to the Cultural Revolution
Overall, I am
more or less convinced by the detail Jack Gray offers in “Rebellions and
Revolutions: China from the 1800s to the 1980s”, explaining how the critique of
the play came about, and the source of public humiliation of Mao due to Wu
Han’s Hai Rui Dismissed from Office. I
believe to that Mao’s anger emerged through the public humiliation and the
empowerment through the support of his wife, and the ability to focus his rage
on an individual about the death of his son during the Korean war, for which
Mao made Peng Dehuai responsible for- to prove his power with the desire to
gain respect and cult status of the people of China. For this reason, I believe
that this was the precursor for the Cultural Revolution.
To that extent,
I agree with Historians Schoenhals and McFarquhar that it kicked off the
revolution-
Grasso, Kort
and Corrin effectively display Mao’s perspective and allow me to evaluate to
what extent Mao was planning to revenge critics and
counter-revolutionaries
Liu Shaoqi and Deng Xiaoping between 1961-66
So why did Mao
Zedong launch the Cultural Revolution? “Mao’s final effort to regain control
over the progress of the revolution in the form of a power struggle against Liu
Shaoqi and his supporters.”[27] June
Grasso states this as the major factor for Mao’s decision to drive out his
opponents, which resulted in the Cultural Revolution.
The rivalry of
Deng Xiaoping and Liu Shaoqi between Mao, were precursors to the Cultural
Revolution and Mao’s desire to recreate a Communist China. Mao distinctively
knew his opponents and was aware that in order to become the Chairman of China
and eventually to establish the Cult of Mao, he would need to succeed in
driving out his enemies.
Liu Shaoqi, the chairman of the Standing
Committee of the National People’s Congress, elected in the new state
constitution of 1954, chairman of the Standing Committee of the National
People's Congress and Vice Premier of the State Council and secretary general
of the party was one of Mao’s main public enemies he was determined to
eliminate.
“Liu Shaoqi and
Deng Xiaoping controlled the Party Central Committee in the capital”[28]
Liu Saoqi,
prominently became “Mao’s chief target”[29],
potentially the fear of who would be his successor after his death- who would
continue to lead the Cult of Mao?
Mao’s concern
with creating the new elite, the
“bourgeois”[30]
Lin Biao
Lin Yurong-
predominantly known under the nom de
guerre Lin Biao- prominently supported Mao in favour of a Cultural
Revolution. In an official speech of Lin Biao: Lin Biao tongzhi zai Zhongyang gongzuo huiyi shang de jianghua (Lin
Biao’s Talk at the Central Work Conference)[31] the
military leader and Mao’s comrade-in-arms, emphasizes the necessity of having a
revolution and proposes the question of “how is it to be done?”[32] - in
order to show is undeniable support to Mao Zedong.
Mao’s advocate
was known for working not only towards common goals, but also under Mao’s
supervision and acted for common aims- Lin Biao attacked The Four Olds, which
Mao wanted to exterminate “Old Ideas,
Old Culture, Old Customs, Old Habits”[33].
Directed at China’s Youth, Lynch describes the process of eradication of these
elements as “bizarre”- “a man of 73 years, calling on the young to overthrow
the old…irony when unnoticed by the youngsters.”[34]
Truthfully, I too agree with this statement; when “China had been told that
nothing in its past was worth preserving.”[35], a
great deal of irony is present. Mao, dedicated to re-establish China, provided
an excellent platform for the re-education of the Red nation in eradicating
everything that China had consisted of until this day- the man that ostensibly
loved the Chinese nation, to lead it towards a healthy and better life,
ultimately destroyed the lives of 70 million[36]
sons and daughters of the nation through his utopian reform of China, the
Cultural Revolution.
Conclusion
So why did the
Cultural Revolution end with Mao’s death? How significant is this fact- would
it have continued?
After Mao’s death,
Jiang Qing was imprisoned, and committed suicide soon after.
Through this
evaluation and that Mao did not initiate the Cultural Revolution by with reform
and re-education on his mind, the significance of the critique his wife
successfully initiated and planted the idea of power into Mao conciseness Wu
Han’s play-
Due to the
successful elimination of Deng Xiaoping and Liu Shaoqi the Cultural Revolution
was successful for Mao.
Bibliography
MLA Style
Books
Chang, Jung. Wild
Swans: Three Daughters of China. London: Flamingo, HarperCollins,
14. July 1993.
Chang, Jung.,
Halliday, Jon. Mao: The Unknown Story. New Ed. Random House UK; 4.
January 2007.
Evans, Richard. Deng
Xiaoping and the Making of Modern China. ed: Reprint. Penguin
(Non-Classics), 1. May 1995.
Grasso, June., Corrin,
Jay P., and Kort, Michael. Modernization and Revolution in China: From the
Opium Wars to World Power. 3rd ed. M E Sharpe Inc; 8. August
2004.
Gray, Jack. Rebellions
and Revolutions: China from the 1800s to 2000: China from the 1880s to 2000
(Short Oxford History of the Modern World). 2nd ed. New York:
Oxford University Press; 15. May 2003.
Gray, Jack. Rebellions
and Revolutions: China from the 1800s to the 1980s. Oxford University Press
Inc., New York, 1990.
Jian, Chen. Mao’s
China and the Cold War. London: The University of North Carolina
Press/Chapel Hill, 2001.
King Fairbank, John.,
and Goldman, Merle. China: A New History. 2nd Enlarged ed.
published in … Belknap Press of Harvard University Press,. 7. April 2006.
Lawrence, Alan. China
since 1919: Revolution and Reform (A Sourcebook). London: Routledge, 2004.
Lynch, Michael.,
Randell, Keith, China: from Empire to People’s Republic 1900 – 1949 (Access
to History). London: Hodder & Stoughton, 1996.
Lynch, Michael. People’s
Republic of China 1949 – 1976 (Access to History). 2nd ed.
London: Hodder & Stoughton, 2008.
Mackerras, Colin. China
in Transformation 1900 – 1949 (Seminar Studies in History). London: Longman,
1998.
MacFarquhar,
Roderick., and Schoenhals, Michael. Mao’s Last Revolution. Belknap Press
of Harvard University Press, 4. March 2008.
MacFarquhar, Roderick.
The Politics of China: The Eras of Mao and Deng. 2nd edition. Cambridge
University Press 1993, 1997.
Mitter, Rana. A
Bitter Revolution: China’s stuggle with the Modern World. Oxford University
Press Inc., New York, 2004.
Moody, Peter R. Oppositon
and dissent in contemporary China. Hoover Inst Pr,
1977.
Roberts, J. A. G. A
History of China. 2nd ed. Palgrave Macmillan, 14. July 2006.
Schoenhals, Michael,
ed. China's Cultural Revolution, 1966-1969: Not a Dinner Party. . M E
Sharpe Inc, August 1996.
Short, Philip. Mao:
A Life. Metropolitan Books, January 2000.
Tanner, M. Harold. China:
A History of the One of the World's Oldest Civilizations. Hackett, 1. April
2009
Wasserstrom, Jeffrey
N. Twentieth-Century China: New Approaches. Routledge.
New York, 2003.
The Chinese Communist Party's
Responsibility for the Massacre and Cannibalism During the Guangxi factional
wars of 1968
Plan of Investigation (154 words)
This investigation assesses the role of the Chinese
Communist Party in the massacre and cannibalism of Guangxi Province in 1968,
during the peak of the Cultural Revolution: was the central government
responsible for the death of 200,000 people?Claiming as many lives as the Nanking
Massacre, the mass killing and cannibalism which took place in the rural areas
of Guangxi autonomous region remains one of the biggest taboos in China.
Understanding the context to decipher the root cause is the aim of this paper.
The prompt requires extensive research on what instigated the factional war and
the government’s involvement throughout. I will employ the Scarlet Memorial,by
Mr. Zheng Yi and a dissertation titled “State Sponsorship or State Failure?
Mass Killings in Rural China, 1967-68”, by Professor Yang Su as my primary
sources. Other sources include interviews with witnesses, doctors, government
consultants, as well as literature by Chinese and Western historians, and
organizational behaviourists.
Summary of Evidence (450)
In the early 1960’s,
Mao sought to refocus the public on his goal of a ‘continuous revolution.’ The
violent year of “class struggles” in 1968 is the pinnacle of the perilous
decade that caused 2.8 million deaths and political dissonance resonant even
forty years later.
Background to the Factional Wars Answering
Mao’s call, in 1966, Revolutionary Committees were established nation-wide to
open all levels of government, from officials in the Politburo to municipalities
in rural counties for the “criticism and judgment of the sharp-eyed masses” .
The targets of this movement, “class enemies”, spanned from
‘anti-revolutionary’ artists to doctors, “landlords” to “capitalist roaders”,
teachers to students . Mass gatherings were held where these people were openly
humiliated. At this point, the public still adhered to Mao’s call for Verbal
Struggle . Meanwhile, because local governments were disbanded and upper party
members were in dispute , the number of factions grew exponentially in the
country.
Wei Guoqing and ‘Physical Struggle’By July
of 1967, the Red Guards in Guangxi generally sided with one of the two major
factions , one in support of the Provincial Party secretary Wei Guoqing, and
the other against. Due to his close diplomatic ties with Hanoi during the
Vietnam War , Wei was able to exercise his power autocratically, focusing
public discontent on the faction known as the “411 Group” that disagreed with
his conservative policies. Due to growing threats, the “411 Group” stole
weaponry for protection, and after misreporting to the central government on
the situation and gaining permission to act, Wei Guoqing mobilized all his
supporters to wipe out the “class enemies” , ridding the province of “armed
bandits” . He encouraged shows of “commitment to revolution”; from July until
December of 1968 over 200, 000 were tortured and murdered, without trial. 100,
000 died between July and August alone. All individuals suspected of 411
membership, their associates and their families were not spared.
Cannibalism
The most extreme method of
killing was cannibalism; 3000 named individuals fell victim to it in four
counties alone . Perpetrators usually began with summoning a village meeting,
calling forth the ‘suspect’, stating the crime and calling for justice. Then,
the mass would gather around the subject, physically assault him or her, cut
two diagonals across the abdomen and push out the organs. Those who were most
involved in this process “had the most resolve”. Official records claim that
near the close of December, news regarding the intensity of the activities in
Guangxi finally reached Beijing in the form of a letter from a local cadet in
Wuxuan and Premier Zhou Enlai, outraged, immediately sent commander in chief of
the Guangxi Military Region to dispatch militia into the counties, putting down
the unrest. The extreme violence ended at the beginning of 1969.
Evaluation of Sources (530)
Source A:
Scarlet Memorial By Zheng Yi
The book is a primary source published in 1993 by
Westview Press, a company renowned for democracy promotion. Written by Chinese
journalist, writer, and exile about his investigation on the cannibalism and
mass killings of the Guangxi Massacre in 1986, the book was one of the only two
documents on the subject and was the only reason the event is known overseas,
making it invaluable. New York Review of Books applauded Zheng ; Pulitzer
Prize-winner Nicholas D. Kristof chided with, “ through immense courage and
persistence, Zheng Yi has assembled the most painful and damning and haunting
indictment of Maoist China that one can imagine.” Historian Jasper Becker in
bestseller Hungry Ghosts, along with seven books, a multitude of periodicals,
and the infamous Epoch Times all cite the Scarlet Memorial as a source of
primary evidence. It is the book on this topic that is “best known to the
Western world.”The author asserts he “intended to collect historical material
on various ruthless incidents during the Cultural Revolution and to analyze the
poisonous effects of ultra-leftism from a psychological perspective.” He sought
to “focus on the local level …” because “the higher the bureaucrat, the tighter
his mouth.” Yet, the book is saturated with emotional language and details that
seem to be for shock value. This aspect limits the source, as does the fact
that it was originally written in Chinese, and “edited and translated” by T.P.
Sym, another democracy advocate. Furthermore, Zheng single-handedly collected
the data on his journalistic trip, “smuggled it out of the country”, when he
was running away as a wanted man . Authenticating his data is near impossible
at this point and his possible political vendetta cannot be ignored.
Source B: “State Sponsorship or State
Failure? Mass Killings in Rural China, 1967-68” by Yang Su, Ph.D.
This source comes from a professor of
sociology in the University of California at Irvine (UCI) , who received his
Ph.D. in Sociology from Stanford University and has worked with academia in the
study of social movements, political sociology and “China’s Political
Transition”. Published in 2003 by his university press as a thesis paper, Su
personally researched scores of officially published county annals in Chinese
and uses geography, demography, even statistics, to examine every aspect of the
mass killings in Guangxi, including the question of government responsibility.
This paper is crucial, as it arises from unbiased research , a writer who is
not a political dissident.
Su’s purpose is not personal; his clinical
language is consistent and in his conclusion, he speaks of genocide research
and finding out the “how” . This scholarly perspective aids historians to use
his data trustingly and to consider his neutral understanding of the event:
blame cannot be fully allotted to the central government, just as the mass
murders cannot be completely dismissed. Thus, the limitations to this document
are in proportion to the limitations on the contentious topic itself: even when
governmental archives are opened, the rural disposition of the counties with
will have eroded the objective truth to the event.
Analysis (722)
Mass Killing
To prove or
disprove the government’s relationship with the mass killings, we must examine
the evidence that is present, and due to censorship, the evidence that should
be present, be it for or against the verdict. Official records show that Wei
Guoqing was deposed after the fall of the Gang of Four, in 1975; though he
never went on trial and his ‘misdemeanor’ was never made known and criticized
widely, he was “guilty of insubordination, inciting popular violence, and
bribery” . This first fact establishes governmental responsibility, be it on a
provincial level. The question then is whether the central party members were
directly behind the instigation, and moreover, whether they were even aware of
the situation.
Becker, who followed up with further
research, personally acknowledged his firm belief that “ultimately, Mao
[himself] was responsible.” Though he did not claim circumstantial evidence to
the above comment, Zheng, likewise, clearly implied the same with, “In this
country, with its complete ban on freedom, people were unable to learn the
scope and depth of the suffering, nor could they realize that the cause of the
suffering was the totalitarian system, with Mao sitting on the top… thus, the
common people could only focus their anger elsewhere” . Logically, this anger
expressed in extremity is expressed in the factional wars, where each antagonized
“class enemy” is made to be the “stagnation to the revolution” , a direct cause
of their pain. This psychological approach to the issue is valid and does place
guilt upon the government in general. Yet, tangible evidence suggests the
opposite. There are two general memorandums, and countless references from Mao
and Deng in late 1968 that call for “a return to ‘Verbal Struggle’, not
violence” and “an end to factionalism, reclaiming industrial goals and
advancement” . However, judging from their previous work, historians like
Sheryl Wudunn and Jung Chang, would argue the validity of these papers: if the
authorities gave permission to certain regions to use ‘physical struggle’, of
course there would be no documentation of it.
Su was able to use the timing, location,
victim and perpetrator profiles to show that the massacre in Guangxi was
paradoxically both a “state sponsorship and a state failure”. This builds into
the prior ideas of indirect causation, providing evidence that the
establishment of government instigated revolutionary committees occurred
immediately before or after the height of mass killing in many provinces. Yet
Su asserts the violence was not caused by a “top-down diffusion process” , as
shown by the absence of genocidal activities in urban areas, and how death
tolls in rural areas were exponentially greater. Others like Su agree that
though the government called for ‘rebellion’ in the mid 60’s, it was necessary
considering the context of the time and the need for, ironically, political consolidation.
The factions that formed to support these ideals eventually became
uncontrollable; from an organisational behaviour perspective, mass aggression
only escalates.
Cannibalism
Sadly, cannibalism is the
reason why Zheng Yi’s book on the massacre caught public attention. Though
there is no evidence whatsoever of the government’s involvement, and hence no
responsibility for its beginning, the perpetuation of the brutality has been
questioned. The most popular question is why a government so indignant over
tragedies like the Nanking massacre , would turn and ignore another genocide
which claimed just as many lives, and in such an animalistic manner? The
question answers itself, or as government consultant Kang would say in Chinese
idiom, “family ugliness is not to be made known.” If there was no governmental
incitement and a cover-up was still in order, only one fact can be proven: the
subject is simply too great of a taboo, not just for China, but for the entire
civilized world. Japanese historians, like Nagae Yoshimasa, would then use
these ‘sub-human’ traits to justify the war crimes during the invasion of WWII.
In any case, killing may have arguably been state sponsored, but cannibalism
was an expression of ‘loyalty’ that the government did not call for. Judging
from how militia was sent in to Guangxi as soon as the top officials discovered
the extent of the crises, there was no direct government responsibility to the
cannibalism itself.
Conclusion
The central members of the
Communist Party are not directly responsible for the massacre in Guangxi during
the Cultural Revolution. Though they initiated factionalism, created the idea
of ‘class enemies’, and allowed people to ‘rebel’ and ‘struggle’ in whatever
ways the mass defined those terms, there was no mandate that encouraged murder,
not to mention cannibalism. The time and rural location of the cases prove that
not only did the higher authorities clearly not foresee the consequences,
therefore, did not premeditate them. This conclusion is perhaps more decisive
than it should be, considering the Communist archives are still unopened and
only forty years have passed, not allowing enough objectivity to make a certain
historical judgement. Yet, at this point, the evidence shows no correlation.
Bibliography
1.Becker,
Jasper. E-Mail interview. 24 Mar. 2007. 2.Becker, Jasper. Hungry
Ghosts. New York: The Free P, 1996. 3.Chang, Iris. The Rape of Nanking:
the Forgotten Holocaust of World War II. New York: Penguin, 1997.
4.Chang, Tony H. China During the Cultural Revolution, 1966—1976: a
Selected Bibliography of English Language Works . Westport: Greenwood P,
1996. 5.Chong, Key Ray. Cannibalism in China. Wakefield: Longwood
Academic, 1990. 6.Donahue, Phil. The Human Animal. New York: Fireside,
1985. 190-232. 7.Elliott, Michael. ""China-- Dawn of a New Dynasty"."
Time 22 Jan. 2007. 8.Fogel, Joshua A. The Literature of Travel in the
Japanese Rediscovery of China, 1862-1945. Stanford, CA: Stanford
University, 1996. 228-300. 9.Gao, Quan, and Jia Qi Yan. The Cultural
Revolution-- History of the Decade . Hong Kong: Chao Liu. 10.Jurmain,
Robert, Harry Nelson, and William A. Turnbaugh. Understanding Physical
Anthropology. 3rd ed. St. Paul: West Company. 11.Ke, Yunlu. The Extreme
Decade: 1966-1976. Hong Kong: Mirror Books, 2007. 12.Kristof, Nicholas
D., and Sheryl Wudunn. China Wakes. New York: Random House, 1994.
13.Leung, Laifong. Interviews with Chinese Writers of the Lost
Generation . New York: M. E. Sharpe, 1994. 14.Li, Shizhen. Ben Cao Gang
Mu (Compendium of Materia Medica). Ed. Hao Zhang and Misheng Cui.
Beijing: Zhong Yi Gu Ji Chu Ban She (Chinese Medicine and Ancient Works
Publications), 2006. 15.Liu, Xiaoyun. “Letter to Caixia Zhou in Wuxuan
County.” 12 July 1968. Exchange Before the Provincial Lockdown and
Purges Began. 16.Lu, Xiuyuan. "A Step Toward Understanding Popular.
Violence in China's Cultural Revolution." Pacific Affairs 67 (1994).
17.Luo, Guanzhong. Three Kingdoms. Trans. Moss Roberts. Beijing: Foreign
Languages P, 2005. 18.Mao, Zedong. Mao Zedong Yu Lu. 4th ed. Beijing:
Ren Min Chu Ban She, 1987. 19.Myers, David G. Social Psychology. 6th
ed. Boston: McGraw-Hill College, 1999. 20.Shi, Naian. Shui Hu Zhuan
(Outlaws of the Marsh). Shanghai: Tuan Jie, 1995. 21.Su, Kang. (Chinese
government’s History and Foreign Relations consultant) Personal
interview. 20 May 2006. 22.Song, Yongyi. "The Cultural Revolution and
the War Against Fascism." The Epoch Group. University of Chicago,
Illinois. 24 Sept. 2002. 23.Song, Yongyi, ed. The Cultural Revolution:
Historical Truth and Collective Memories. Hong Kong: Tian Yuan Book
House, 2006. 24.Unger, Jonathan. The Transformation of Rural China . M.
E. Sharpe, 2002. P 150. 25.Valentino, Benjamin. Final Solutions: Mass
Killing and Genocide in the Twentieth Century, Ithaca, N.Y.: Cornell
University Press, 2004. 26.Waldron, Arthur. "Eat People-- a Chinese
Reckoning." Commentary 104, 1997. P 28. 27.Wang, Chaohua. One China,
Many Paths. New York: Verso, 2003. 28.Wen Ge Shi Nian (Decade of
Change). Dir. Lei Li. DVD. CCTV, 2001. 29.Yan, Jiaqi, Gao Gao, and
Danny Wynn Y. Kwok. Turbulent Decade: a History of the Cultural
Revolution. University of Haiwaii P, 1996. P 393. 30.Yang, Kelin, ed.
Wen Hua Da Ge Ming: Buo Wu Guan (Museum of the Cultural Revolution).
Vol. 1. Hong Kong: Tian Di Books, 2001. 31.Yang, Su, "State Sponsorship
or State Failure? Mass Killings in Rural China, 1967-68" (May 1, 2003).
Center for the Study of Democracy. University of California, Irvine.
Paper 03-06. 32.Yue, Gang. The Mouth That Begs: Hunger, Cannibalism,
and the Politics of Eating in Modern China . Durham: Duke UP, 1999. 33.
Zheng, Yi. Scarlet Memorial. Boulder, CO: Westview P, 1996.
Appendix A: Historical Chronology Of Events
Concerning Guangxi Province1950-19861950Guangxi is “liberated” by Chinese
Communist forces1955Wei guoqing is appointed governor and Party secretary1957
June: Anti-rightist campaign leads to widespread persecution ofintellectuals
and writers throughout China1958 Guangxi is established as one of five
“autonomous regions” in China1958-60The great Leap forward is launched by CCP
Chairman Mao Zedong1960-63The “three bitter years” of famine and privation
sweep the nation as a consequence of Mao’s irrational and grandiose Great Leap
policies1962-65The Socialist Education Movement is launched in the Chinese
countryside against cadre corruption and the abuse of power1965March:
Large-scale U.S. bombing of North Vietnam begins near theGuangxi
border1966-76The period of the Cultural Revolution1966May: first big-character
poster appears at Peking University (Beida) initiating a mass campaign among
students.
July: First Red Guard organisations appear
in BeijingAugust: A series of massive Red Guard rallies begins in Beijing.
Eleventh Plenum of the CCP Central Committee authorizes formation of the
Revolutionary Committees.
1967January: The first Revolutionary
Committee is established in Heilongjiang Province as left-wing radicals decide
to seize Party and state powerApril 22: “Small Faction” of Red Guards is formed
in Guangxi leading to a two-year period of intense factional fightingJuly:
Wuhan incident brings China to the brink of civil war as PLA units in this
central China city directly challenged central authority1968January: Mao
denounces the factionalism and anarchism of extremeleft.
March: extreme Left regains the initiative
as Jiang Qing, Mao’s wife, strengthens her control of leftist elements.
April: The Left is encouraged to step up
attacks on powerholders in the Party and government June: Violence intensifies
throughout ChinaJuly 3: CCP Central Committee, the State Council, and Central
Military Commission issue “July 3 Bulletin” warning against disruption of
railway communication in Guangxi and attacks on PLA organs and troops. The
bulletin provokes vicious battles in the region among various factions that
result in the incidents of cannibalism.
August: Provincial-level Revolutionary
Committee established in Guangxi headed by Wei Guoqing1969April: Ninth party
Congress selects Lin Biao as Mao’s official successor1976September: Death of
Mao Zedong brings an end to the Cultural Revolution October: Members of the
Gang of Four, including Jiang Qing, are arrested and imprisoned1983-84Following
Wei Guoqing’s fall from power in Guangxi, CCP investigations of abuses during
the Cultural Revolution unearth evidence of cannibalism there.
To what extent did Stalin truly influence Mao’s decision to enter the Korean conflict?
A. Plan of Investigation
After twenty years of ferocious war, both civil and against Imperial Japan, Mao’s
decision to enter the Korean conflict was not taken lightly but was the result
of various considerations. Chief among them was the support the USSR was
willing to provide. To what extent did Stalin truly influence Mao’s decision to
cross the Rubicon and enter the Korean conflict? To investigate this, the main
Chinese source used will be interviews conducted by a Chinese author of the
military officers during the war as well as later historians. With the
different interpretations of the historians as well as the personal witnesses
of these officials, their explanations will then be compared to the ones of the
British as well as the Chinese that have suffered from the persecutions of the
Cultural Revolution. Along with these two extreme views of Mao and his foreign
policies, the addition of future historical analysis of other Western
historians and primary Chinese documents, will then be used to determine the
most influential aspect on Mao’s decision.
170
B. Summary of Evidence
With Dean Acheson’s Defence Perimeter Speech January 1950, the Korean War broke
out several months later on June 25th, 1950. During the initial beginning of
the war, China had not intervened, but four months later on October 16, after
sending an ultimatum on October 3, 350,000 Chinese soldiers entered the war.
Stated in Crossing Over the Yalu River, even before Inchon, China had already contacted Moscow and warned both them and Kim Il-Sung to take precautions. Zhou Enlai specifically quoted “Mao Zedong believes that in order to protect and cover Seoul, the Koreans must build a strong base in Inchon because the Americans are likely to land there.” During Zhou’s meeting with Moscow’s representative he also agreed that if the American’s were to cross the 38th parallel line, the Chinese would camouflage as North Korean soldiers and aid in their defense. But two days before Zhou’s ultimatum, Mao Zedong received a letter from Kim asking for help, with explicit descriptions of their state. But in it, there was absolutely no mentioning of Stalin.
By October 8th, Mao announced the creation of a group of volunteer soldiers for the war and at the same time he sent Zhou to Moscow to discuss the aid Stalin would provide. Zhou stated that as long as the Soviet army agrees to cover with air force, the Chinese will send in their army. Stalin replied that they would provide the air force, but since the Soviet army is not ready, he would need around two months time to prepare.
Zhang Baijia in Crossing over the Yalu River explained that Mao entered to war for four reasons. Firstly, Mao needed to protect the Northeast section of China because during the time the area was crucial in industrial development. Mao had feared that if the Americans cross the Yalu River, the industrial development section of China will be at risk. Secondly, if China did not enter the war, then the Soviet influence will increase, which will put China at a disadvantage. Thirdly, Mao believed that if they did not support North Korea, many refugees will escape to China, which will result in chaos. Lastly, Mao believed that as a Communist leader, they had the responsibility of supporting the other nations that wished to pursue Communism and in this case especially North Korea. This was because they had fought together against the Japanese and had already formed a “teeth and lip” relationship, they relied on each other and so China had to intervene.
Along with the reasons Zhang argues, Chang and Halliday describe Mao’s motives as global ambitions. They claim that many of the ways Mao dealt with other countries was a copy of Stalin’s methods. In their opinion Mao decided to enter the war was because he wanted to break from Stalin’s influence and that he wanted to show that the newly established People’s Republic of China is strong and is able to take on strong forces such as the USA. Mao believed that fighting in the war would be able to take him out from Stalin’s sphere of influence. At the same time they would be gaining Soviet technology and military equipment services, which Mao believed was essential in helping China in becoming stronger in the future.
546
C. Evaluation of sources
Mao: The Unknown Story is written by both a Chinese and Western author, one of whom is a former research fellow at King’s College, University of London. The main author, Chang, is not a trained historian, but rather a linguist. She uses personal experiences and witnesses during the Cultural Revolution as a basis for her criticisms of Mao. It is valuable in that it provides alternative perspectives on the issue of the reasons for why Mao entered the war. The perspective and provided opinion clearly differs from the one provided through the war veterans in Crossing over the Yalu River, which is comprised of opinions from the Chinese. The focus is more on the ambition of Mao in an endeavor to escape from Stalin’s influence and his dream to become strong, but fail to present the reasons which were the protection of the China from the US troops as a reason for Mao entering the war. The authors provide more links between Mao and Stalin, which emphasizes that the intervention of Mao in the Korean War is mainly due to Stalin’s influence. But despite the different view which Chang presents, her entire focus in on the aspects of Mao in all of his decisions and not only the Korean War. With this breadth of knowledge she is presenting, it is difficult for her to pin down the specifics of this war. However, despite this limitation, the presentation of Mao’s entire life shows the pattern of his decisions and may lead to a greater understanding of him fighting in the Korean War.
In Crossing Over the Yalu River, the author Cheng Hong provided interviews with all the military officials and historians to explain the reasons. If Chang is accused of “a simple personalization of blame”, Cheng then goes the opposite by presenting Mao as a leader of the country, and his brave intervention with the war was for the sake of the country even the situation China was in at the moment was not the best time for war. This source is valuable in that the historians and experts providing the information from an objective view point. The publication date is after the reign of Mao, which emphasizes the extent in which the Chinese believes that Mao’s purpose were for his brothers. This source portrays China as the defenders and not the aggressors. Zhou Enlai had specifically warned the Americans to not cross the 38th parallel, otherwise they would attack. It is valuable because of the Chinese perception, but it is also unreliable because due to the publicity of the interview, Chinese governmental officials would never say anything against Mao. The public forces these interviewed officials to speak in favour of Mao, and the author himself, agreeing with Peng Dehuai, believes that Mao was the only man to understand history. Clearly he will portray Mao in a positive light.
484
D. Analysis
From the perspective of the Chinese, Mao’s decision to enter the war was for two main reasons. One was to protect the newly established state and the second one was to help the North Korean brothers. Mao said himself, "if the whole of Korea were occupied by the United States, and the Korean revolutionary forces were totally defeated, the U.S. aggressor would be more arrogant, and the whole situation in the Far East would be unfavorable (to us)." As this appears, the Chinese did so for their protection, but Zhang also stated that they had international responsibility to support the countries that wished to obtain independence as well as unity. Besides this, MacArthur’s decision to bomb Beijing and attack across the Yalu River threatened Mao, but Gaddis rather puts a specific emphasis on Stalin’s creation of the war.
Besides the support for Zhang’s claims, is the influence Stalin had on Mao. Stalin agreed to help the Chinese if they fought in the war by supplying them with weapons and air power. “The Chinese would send volunteers to confront the American-led forces on the ground, while the Soviets would provide air cover”. However, the air force in which Stalin promised Mao was not prepared. This not only shows that the Soviets encouraged the Chinese to participate in this war, but also the attitude that Stalin had towards Mao. Clearly for Stalin Mao was insignificant because he did not believe Mao had the equipment and the ability to fight in the war. Overall, he just didn’t want to support Mao. This was because Communism at the time was not monolithic anymore. Although viewed by Western powers as monolithic, Stalin understood that Communism was not. If he supplied military weapons to China, he would only be strengthening the country and diminishing his position as the undisputed leader of the worldwide Communist movement.
Originally when North Korea asked for support from the Soviet Union they were turned down, but the Chinese gave a definite answer of yes and it was Mao that gave Kim in the idea to launch attack of South Korea first. Mao was determined to fight the Americans in exchange for escaping from Stalin’s control and to build his own war machine with the supplies that were coming from the Soviets. Mao did want to break from the Soviet Union, and the Korean War gave him a chance to do so along with gaining military support. Mao’s intervention with the war is also argued by many as a card used by Kim to get support from Stalin. Because Stalin had rejected Kim’s earlier request and Mao accepted it, Kim was able to use to this hint to Stalin that Mao was more practical and in a way better than Stalin. Instead of going directly to Stalin to plan ideas Kim would instead go and willingly be under the rule of Mao if Stalin did not agree to support him. Clearly this was a threat to Stalin’s position in Communism and so reluctantly Stalin agreed to help. So rather than saying it was Stalin’s influence, being used by Kim may seem more appropriate.
Another reason Mao entered the war was because of the anchoring of the Seventh Fleet in Taiwan, which had no relations with the Soviet Union. Mao saw that combat with the Americans was inevitable and Korea at the time served to be battlefield. Mao was prepared for the Americans to attack mainland China and he had in mind to completely eradicate the invading troops of USA, all he need was for the weapons that Stalin promised to supply to arrive. Mao wanted to destroy the Americans for the fear of his position and as well as the sake of his countries, especially since the Americans created the policy of “roll-back” according to NSC 68 and they had supported Chiang-Kai-shek in the Chinese civil war.. If democracy was to take over the whole of Korea, invasion and “roll-back” of Communism would be much simpler as well as the landing of Chiang-Kai-shek if he wished to pursue mainland China again.
689
E. Conclusion
From the sources and the several opinions presented, Mao’s decision to enter the Korean War is a mixture of many reasons. But despite these several aspects, it can be seen that Stalin’s motivation of Mao in his provision of arms was not the main reason, seeing as Mao was not armed with the appropriate equipment. The “heroic” rescue of the North Koreans is constantly emphasized by both the officials as well as Mao, but under the circumstances of the newly established nation, this incentive does not seem strong enough, but rather the consequences of not helping seemed at the time to be a greater motivation.
The consequences of the Americans enforcing “roll-back” and the threat of the industry seem much more convincing than the “brotherhood” which the officials emphasize. These consequences and the incentives for Mao to prevent them from occurring were much more pragmatic since Mao was willing to risk another war. As for Stalin’s influence, his persuasion of Mao to enter and to continue fighting seems minimal, because Mao was doing so for his “ambitions” and not because he is controlled by Stalin.
186
Total Word Count : 2075
F. Sources
Andrew
Nathan (2005-11-17). Jade and Plastic. London Review of Books.
Retrieved on 2007-04-04 Chang, Jung, and Jon Halliday. Mao: the
Unknown Story. London: Jonathan Cape, 2005. 陈 宏. 跨国鸭绿江. 北京: 蓝天出版社,
2003. (Cheng Hong. Crossing Over the Yalu River. Beijing: Lantian
Publisher, 2003.) Chen Jian. China’s Road to the Korean War: The
Making of the Sino-American Confrontation. New York: Columbia University
Press, 1994. Collection of Mao Zedong's Writings After the
Establishment of the PRC. Vol. 1. Beijing, 1989. Gaddis, John Lewis.
The Cold War. Penguin Books, 2005. Gaddis, John Lewis. We Now Know:
Rethinking Cold War History. New York: Oxford University Press, 1997.
Goncharov, Sergei N., John W. Lewis, Xue Litai, and Litai Xue. Uncertain
Partners: Stalin, Mao, and the Korean War. Stanford UP, 1993. Hong,
Xuezhi. Recollections on the War of 'Resisting the U.S. and Assisting
Korea. Beijing: Jiefangjun Wenyi Chubanshe, 1991. Jung Chang, Wild
Swans: Three Daughters of China Anchor Books, 1992. Maoist Dualism and
the Chinese Communist Foreign Relations, 1935-1949. York University,
1991. Montefiore, Simon S. "History: Mao by Jung Chang and Jon
Halliday." Times Online. 25 May 2005.6Nov.2007 . Taubman, William.
Khrushchev: The Man and his Era. New York: Norton, 2003.
To
what extent did Mao's Cultural Revolution in China affect the destruction
and elimination of all religious institutions in Albania (1967-1970)?
A. Plan of Investigation
The aim of this investigation is to analyse
the extent to which the Cultural Revolution in China affected the destruction
and elimination of all religious institutions in Albania from 1967, because of
the two countries' strong relationship at the time.
The methods to be used to give a relevant
and precise answer to this question consist of researching primary and
secondary sources (the most recommended books written from the actual victims
as a result of the Cultural Revolution in Albania and search through internet
for further information and analysis for the impact that the Cultural
Revolution in China had in Albania), which would help me identify different
aspects of this problem. Furthermore, interviews with experts and analysts that
have extensive knowledge about this period in the history of Albania and the
communist regime in Albania will be given particular consideration. These will
include interviews with the head of the Albanian National Library in Tirana,
Mr. Aurel Plasari, the head of the Albanian section of Voice of America in New
York, Mr. Elez Biberaj, and with the Albanian Catholic Cleric of Shkodra, Father
Zef Pllumi, who had suffered directly from the Cultural Revolution in Albania.
The reasons I am going to use these sources are related to the direct
connection that the Cleric from Shkodra has with the events occurred at the
time, in 1967, as well as the political view he approaches in his book about
the impact that China has in the Cultural Revolution in Albania. However, one
of my plans to investigate this question was also to interview experts from
China that can give me more information and a relevant answer, but this was not
possible because of the lack of confidence from the Chinese side.
B. Summary of evidence
The Cultural Revolution in Albania can be
considered one of the most critical periods in the history of this country.
When Albania put an end to its servile relationship with the USSR (1958-1960)
it turned to China as the only ally possible that would accept its political
and ideological differences which, as it would turn out would remain the only
common factor that brought them together. This alliance consisted in reciprocal
aid, both financial and military, and also consisted in Albania being the only
representative of Chinese ideological and political movements in Europe. From
the time this friendship started the Chinese government had given to Albania
millions of pounds sterling worth of financial aid to develop industry in
Albania and other areas of life. However, to what extent was the Cultural
Revolution in China an essential impact in the destruction campaign undertaken
as part of the Cultural Revolution in Albania? Once, the Chinese said to their
European allies: "you cannot stop fires by throwing water from far
away". The Chinese Prime Minister had been twice to Albania and for the
second time in Enver Hoxha's newspaper "Zeri I Popullit" (People's
Voice) there was this byline before the Prime Minister's arrival:, "For
this New Year's Eve we will have some sihariq (news) for the Albanian
people". At the time there were rumours about what the leaders of these
two "sister-parties" would discuss and would decide for the future of
this new Marxist-Leninist theory on how to treat the masses and the people; to
protect the socialist Motherland. At the time the Cultural Revolution in China
had already started and it attacked mostly intellectuals and religious
institutions. The events occurring in China were seen by Hoxha with great
interest and in order to fulfill his "desire to subordinate all aspects of
life to the Communist Party control and thus prevent the emergence of
'revisionism' and restoration of capitalism in Albania"made his ultimate
speech on February 6th 1967 where he supported "the elimination of useless
religious beliefs and unrevolutionary traditions", where the government
would call the young generation to turn down these religious institutions so
finally the government could rule in a pure revolutionary state. On February
7th 1967 students from Durres's high school of Naim Frasheri destroyed the
church of Shen Vlash, one of the oldest monasteries in Albania. By May 1967,
religious institutions had been forced to relinquish all 2169 churches,
mosques, cloisters and shrines in Albania, many of which were converted into cultural
centers for young people. Albania afterwards would declare itself "the
first atheist nation in the world".
C. Evaluation of sources
The first source evaluated is primary; the
speech that the Albanian communist leader, Enver Hoxha, made on February 6th
1967, where for the first time he officially launched the Cultural Revolution
and denounced religious institutions as "useless beliefs for the sake of
the communist nation"(X). This source is extremely important in its
historical context particularly because it is Hoxha himself speaking to the
party members about this new movement in Albania. This speech is recognised as
one of the most important speeches that Enver Hoxha had ever made, because it
turned the country into a new era, where for the first time the right to
believe was banned. This speech is mentioned in many books that talk about the
Cultural Revolution in Albania including At Zef Pllumi's book where he examines
the course of events that occurred at the beginning. It is also mentioned in many
websites and relevant articles that talk about the banishing of religion in
Albania. Therefore this source is very valuable. However this source has its
limitations as well, because it is Hoxha speaking to his party members, trying
to be persuasive by boasting about the party's achievements and the reasons why
collectivization and "socialist education" would be aided by
eliminating all religious institutions. He uses young people to denote this
fact and the reliability of the source and what Hoxha is saying is actually
true is to be doubted. His being a dictator doubts the trustworthiness of his
words.
On the other hand, the second and third
volume of the book written by At Zef Pllumi "Rrno vetem per me
tregue" (I live just so I can convey) is more balanced. His books are
about the banishing of religion in Albania since the communists came to power
and is written from a personal point of view. At Zef Pllumi has been a priest
in the city of Shkodra for many years and the sources he gives us in his books
are valuable because they are recounted from a person who lived himself through
the days of communism and in the end suffered many years of imprisonment from
the regime. His analysis about the social and political situation are important
because they are told from a man who was a victim of the Cultural Revolution.
This book was published and written in 1999 and this is another advantage of
the source because it is not constricted from political power in Albania. Since
it was published in Albania it stands from an Albanian point of view. The
purpose of the author writing this book is foreshadowed from the actual title
of the book "I live so I can convey". However, the limitations to
these sources consist on his being biased for many claims and statements because
of his strong religious beliefs and also the coverage where he mentions and
analyses the impact that China had on the Albanian Cultural Revolution is not
enough and is mostly a chapter in the end of the second volume. When the author
talks about the Chinese Prime minister coming to Albania, he neither gives
specific dates nor recounts specific quotes from Hoxha's and Zhuen Lai's
conversations about this new theory that they both had to support. On the other
hand when he says that "At the time there were rumours on what the leaders
of these two 'sister-parties' would discuss about and would decide for the
future of this new Marxist-Leninist theory on how to treat the masses and the
people; to protect the socialist Motherland", he bases his ideas on rumors
and not on actual facts based on research. Another limitation would be the fact
that the translation of this book's extracts are not official, but are done by
me. The lack of experience that I have in translation might present another
limitation to this source, even though I have tried to give a precise and
appropriate translation.
D. Analysis
Religion, though protected from the
constitutional law of the Socialist Republic of Albania of that time, presented
a threat to the regime. Therefore Hoxha found the right moment to fight this
threat and the right model to follow (China) in order to fight religious
institutions which were anti-propagandistic for Hoxha's regime. The
similarities between the Cultural Revolution in China and those in Albania are
not to be neglected.
Timing is one thing to be considered as an
indicator that the Chinese Cultural Revolution influenced in Albania. The
Chinese Cultural Revolution had been going on for years now in China and many
religious institutions were eliminated as a result of the revolutionary attacks
from the Red Guards. In 1966-67* the Chinese premier Zhuen Lai came to Albania
to "discuss and would decide about this new ideological Marxist-Leninist
theory to treat the masses and protect the motherland." In the same year,
two months later Hoxha gave his great speech where he discussed problems that
had to be eliminated, problems that impeded the country's ideological
revolution. Why should our laws prevent us from destroying old traditions and
useless beliefs?( Zeri I popullit, nr.32). Within one month the government
organized students and youth organizations in order to make this movement seem
spontaneous and that it had nothing to do with the regime's decisions but was
completely natural. " Like you all are informed, our youth has undertaken
the campaign against worthless religious beliefs and the people, who are
clarified from the Party's lessons , close all churches and now they are ready
to destroy them, so their memory would be forever gone. Others religious
monuments that are of use will be exploited for people's benefits" (ex.
From Rrno per me tregue, pg.273 II).
Other similarities that have to be
considered are the use of "denunciation letters" for the first time
in Albania. In China they were known as "DaCiBao" in which people
would denounce or criticize each other for non-revolutionary behaviour.
Religion was central in these letters and many times these letters were put in
churches' and mosques' doors. "The next day throughout the whole country
the denunciation letters" started to appear, just like in China"(ex
from Rrno per me tregue, pg. 251, II).
Do away with the existing and very
ridiculous wall papers and turn them into revolutionary wall notices which will
help revolutionary education. Do away with these wall bulletins with their editorial
boards of opportunist scribblers who uphold the dignity and authority of the
director and of themselves at the same time, and let everyone write what he
thinks of work and of the people in bold face letters and without fear.(Hoxha's
speech 1967).
Sample Student Essay from past IBDP Paper 2 Exam
2022 Internal Assessment
A successful economic policy is necessary for an
authoritarian ruler to maintain power". With reference to the
authoritarian ruler, to what extent do you agree with this statement?
As the protracted
Chinese civil war drew to a standstill in 1949, and the KMT fled to Taiwan
China, was still reeling from decades of conflict, both external and internal.
The country as it was laid in tatters. So how was Mao able to achieve a solid
foothold in China, were his contemporaries could not? Jung Chang occupies a revisionist
stance and argues that Mao’s ability to hold on to power lay in the extension
of his WW2 and Chinese Civil War policies that incorporated oppression and
violent reprisals. Others such as Guo Morou view Mao’s success as a combination
of his excellent ability as a leader and statesmen. This essay will arguing
that his economic policies were somewhat influential, yet other factors held
far more weight by focusing on solid economic policies, oppression of the
people, and statesmanship.
Traditional Chinese
historians tend to view Mao’s hold on power as a direct result of his charisma
as a leader, vanguard of the proletariat and fierce Marxist. However, this is
highly oversimplified and blatantly impartial. Berch Berberoglu argues that
Mao’s ability to solidify his power lay in “several important stage” that began
with Mao’s immediate attempts to rehabilitate China’s economic potential
following the end of the Chinese Civil War. Not only did this “First Five Year
Plan” from 1949-52 aid in restoring some of China’s economic potential, it was
also extremely popular among the peasantry. This was due to the China’s more
moderate take on the strategies used by the USSR in their collectivization
programs. Citizens were encouraged, yet not forced to join collectives to move
past subsistence farming. This allowed for farming that could produce surplus
grain and be sold on the multiple farmer’s markets that were springing up
across the nation. This was extremely effective, with 60% of China’s entire
agricultural population joining cooperatives by the end of 1955. Income was
also allocated to peasants based on how much land they contributed, which
increased private land ownership increasing nearly threefold. These economic
policies introduced by Mao increased general support of the CCP while also
raising the agricultural output that would be needed for Mao’s planned growth
from 1953-57. Overall the first decade resulted in nearly 94% contribution in
terms of co-operative farming by 1957. Here it can quite clearly be seen that
Mao’s economic policies aided in stabilizing a country that had been feudal for
centuries and forging a path for agricultural and industrial reform. This is
crucial to Mao’s ability to sustain himself as leader of the CCP, as he had
effectively contrasted himself from the previous iterations of leaders that had
exploited China for their own gain, such as Chiang Kai Shek and Yuan Shikai.
For the first time in centuries China was successfully moving forward, in
contrast to the Great Reforms that had failed so spectacularly under the Qing
rule and the lackluster attempts of the KMT to address constant grain shortages
and industrial deficiencies. It can be said that failure to reform or reform
properly was the downfall of these past states, due to how disenfranchised the
people became with the ruling party, which was especially crippling when
internal threats were involved such as warlords or in the KMT’s case the CCP.
Mao here can certainly be seen as a savior of the people and a successful
leader, cementing his place at the head of the CCP.
This trend is further
compounded by Marxist historians such as Guo Moruo; perhaps asserting a view of
the proletariat rising above the yolk of KMT oppression as Mao Zedong ousted
the nationalist threat. However even Erich Hobsbawm tends to view China’s
façade as a nation of the workers and peasantry as a farce, stating that China
could not rival the message or aims of that of the Soviet Union and its clear
goals represented by the Hammer and Sickle. This becomes very clear when one
looks and Mao’s treatment of the proletariat during the Great Leap Forward from
1958-62, in which forced labor not dissimilar to that used on the many Soviet
Mega projects was utilized. In fact, Mao’s Great Leap Forward plan was almost a
direct imitation of the USSR’s collectivization schemes. This imitation brought
with it the methods used by the Soviet Union to punish those that fell out of
line. Frank Dikötter stipulates in his book “Mao’s Great Famine” that Mao’s
dogma during the great leap forward was centered around “coercion, terror and
systematic violence” and resulted in the deaths of up to 55 million people.
This era reflects how Mao was able to rapidly industrialize the nation and what
Mao’s tactics were in dealing with dissenting parties. Mao’s strategies in
deterring any dissent or protest was almost purely centered around violence,
with around 10% of those that died in the Daoxian province ‘[being] clubbed to
death, buried alive or driven to suicide’. Yang Jishen asserts that these
killings were mainly targeted at those that rebelled against the government.
It’s estimated that up to 5.5 million people were either killed or driven to
suicide through the tactics that the CCP used. This certainly provides a
succinct explanation as to why no opposition materialized during the great leap
forward, where a huge number of citizens died due to starvation and
overworking. Here it can be seen that Mao’s grip on power was facilitated by
complete brutality against his own people, and willful acceptance of death and
suffering up to a cap that he would allow, a cap that he said “[would not
allow] people to rebel”.
In terms of Mao as a
statesman, it can be said that his actions held far more weight in terms of his
ability to tighten his grip on power than those of economic proportions. This
can quite clearly be seen after the alleged initial “detrimental impact” the
Great Leap Forward had on China’s economic aptitude and ability to function as
a nation. This issue was discussed at the Lushan conference in 1959, and the
only senior party member to speak out against Mao was Marshal Peng Dehuai.
Dehuai criticized Mao and Mao’s response was to have him dismissed from his
post as Defense Minister, denouncing Peng along with his supporters as
bourgeois and subsequently beginning a nation-wide campaign against “right
opportunism”. This is not dissimilar to what Stalin undertook against Kamenev
and Zinoviev’s united opposition at the 16th party congress in 1929, where he
managed to eliminate his enemies by branding them anti-bolshevist/leninist,
almost exactly as Mao had done here. His ability as a statesman even managed to
outweigh the failure of his economic policies during the great leap forward,
which had devastated the economy that had been flourishing for a time after the
civil war. This is the most crucial aspect. This proves that although Mao’s
economic policies post 1957 were highly detrimental and were actually adversely
affecting Mao’s grip on power, he was still able to maintain his position through
subversive actions, denouncements, nationwide violence and elimination of
opponents. This trend of oppression continued into the cultural revolution of
1966-76, where Mao Zedong purged dissenting officials, teachers, value-oriented
intellectuals and any revisionists seeking to criticize Mao’s policies. History
has only seen a few examples of a world of such brutal oppression and
censorship of thought. Noam Chomsky views the persecution of those that seek to
criticize the establishment as an end of democracy and as a pathway to total
and unequivocal despotism. This is what Mao had achieved through his
subjugation of his people and contemporaries. Absolute power. It would not be
until his death that power would shift to another man, and that is a testament to
his ability to maintain power through violence and coercion.
In conclusion Mao’s
economic policies initially cemented him as popular leader with the people and
subsequently reinforced his position within the party. However, his ability to
subjugate would be opponents, oust political rivals and crush any will the
people had to rebel against him allowed him to have complete control over
China, even when his economic policies failed him. Thus it can be said that
initially his economic policies aided his position, yet became increasingly
detrimental during and after the great leap forward, only being saved by brutal
reprisals and vicious political maneuvering.
2022 Internal Assessment
To what extent was Lin Biao actively involved in the so-called ”Lin Biao Incident”?
South China Morning Post. “Shock Waves from Lin Biao Plane Crash Still Echo in Lead-up to Chinese Communist Party Leadership Reshuffle,” September 12, 2016. https://www.scmp.com/news/china/article/2017634/shock-waves-lin-biao-plane-crash-still-echo-lead-chinese-communist-party.
History Internal Assessment Word Count: 2198
History IA jhd047
Section A: Identification and Analysis of Sources
This investigation seeks to answer “To what extent was Lin Biao actively involved in the so-called ”Lin Biao Incident”?” Both originating over a decade after the Incident, two sources provide possible chronologies of events. A is the first major challenge to the official report, arguing Lin was in fact not on the plane as it crashed, and instead was bombed in his limousine leaving a banquet after his own failed “Jade Tower Mountain Scheme”. B is the second radical reinterpretation of events, shedding light on the relationships and psychology of key characters and arguing that it was Lin’s son who planned a coup, leading to the subsequent escape where Lin Biao dies.
Source A: “The Conspiracy and Death of Lin Biao” by Yao Ming-Le (a pseudonym)1, 1983 (Alfred and Knopf)
The source is translated from a Chinese manuscript written anonymously and smuggled out of China under a pseudonym. Virtually nothing is known of the author’s true identity or background to protect them from Chinese prosecution. Credence is granted to the author and origin with its alleged endorsement by several “China specialists”2 (though they are not named and no explicit reasoning is provided) and 7 major publishing houses3 in 8 countries.4 It claims the true version of events at a time when only the official report and rumours amongst civilians were available. However, the publishers endorsing the source also blatantly advertise it as a “bizarre” and “sensational” account, even announcing that it “[assumes] that the story it tells is true” on its front cover.5
Dramatic details may have been exaggerated or even completely fabricated with the goal of commercial profit, much like the Hitler diaries scandal of the same year. The source’s value lies largely in the impressive and extensive range of primary sources used to develop and evidence the argument. Though their origins are questionable, what information can be cross-referenced holds true, such as the glossary of 131 key characters which is described as “strikingly accurate”, including those of minor military base guards not mentioned elsewhere in research literature.6 These minor details proved useful in confirming the schedules and movements of those implicated in the coup. Nonetheless, minor mistakes are present, including misnaming Lin Liheng’s fiance when accusing him of a secondary blackmail scheme.7
1. a homonym for “will sound [an alarm]”
Source B: “The Culture of Power: The Lin Biao Incident in the Cultural Revolution” by Jin Qiu, 1999 (Stanford)
As a leading expert on the Cultural Revolution with “significant contributions to scholarship on the period”8 and unparalleled access to key characters and unpublished materials, Jin presents a new perspective using previously unseen evidence to challenge both the official and Western viewpoints of absolute culpability and innocence respectively.9 Nevertheless, her personal con- nection to the subject matter undermines the source’s objectivity. Jin’s primary motivation is clearing her father’s name following his purging and 17-year imprisonment in 1981 on claims of his involvement in the incident.10 The same can be said for the interviewees regarding their fam- ily or acquaintances. Several interviewees, such as Lin Liheng herself, have come forward with updated information over a decade later after the source’s publication when repercussions may be less severe. Published in the United States 28 years after the event, the threat of censorship and prosecution by the CCP is largely avoided,11 though much of the primary sources still originate from Chinese citizens where evidence could be altered to reflect the state’s attitude. The source primarily focuses on the dynamics within the Lin family and Politburo, along with the psychology of individuals, providing valuable insight into potential motives. Combined with a detailed chronology of events, the RQ is addressed from multiple angles. However, its psychological analysis is outdated (particularly the obsolete DSM-3 specifications for senile paranoia12) and used as a blanket explanation for actions without detailed clarification.13
Section B: Investigation
The Lin Biao incident was a watershed moment that not only highlighted Mao’s attitude dur- ing the Cultural Revolution but also had “profound and long-lasting effects on the country”,14 including but not limited to a major purge of over 1000 senior officials,15 the rise of the Gang of Four, and drastically altering public perception of the Chairman himself. Lin Biao, then de- fence minister and Party vice chairman, defected on a Hawker-Siddeley Trident 1E flying from
8. John Hickman, American Journal of Chinese Studies 8, no. 2 (October 2001): pp. 228, jstor.org/stable/ 44288681.
9. Qiu Jin, The Culture of Power: The Lin Biao Incident in the Cultural Revolution (Stanford, Calif: Stanford University Press, 1999), pp. 163, isbn: 9780804735292.
10. Qiu Jin, “Distorting History: Lessons From The Lin Biao Incident,” Old Dominion University Quest 3, no. 2 (June 2000): 4–8, odu.edu/ao/instadv/quest/LinBiao.html.
11. Ibid.
12. Alistrair Munro, “Paranoia Revisited,” British Journal of Psychiatry 141, no. 4 (1982): pp. 42-49, https: //doi.org/10.1192/bjp.141.4.344; Jin, The Culture of Power: The Lin Biao Incident in the Cultural Revolution.
13. Tony Saich, The American Historical Review 106, no. 2 (2001): 550–551, issn: 00028762, 19375239, accessed November 14, 2022.
14. 高华 and 御坂美琴, 南大高华教授讲座:再探林彪事件, 重读中华人民共和国史讲座系列 (Nanjing University, Hong Kong University of Science and Technology: 人文社会科学学院文化研究中心, December 2020), “深远的影 响”, youtube.com/watch?v=yDN5nIMpvq8.
15. Jin, “Distorting History: Lessons From The Lin Biao Incident,” pp. 6.
Qinhuangdao Shanhaiguan Airport following a failed coup attempt when the plane crashed over O ̈ndo ̈rkhaan,Mongolia.TheseriesofeventsandactionsofkeyactorsleadinguptotheIncident have been a mystery and subject of debate shaped by various major theories proposed in the decades following the incident concerning his involvement. This essay will examine the veracity of two sources’ radical viewpoints with respect to three key aspects—the planned coup(s), Lin Biao’s death, and the Trident crash—to reach a conclusion on Lin’s role leading up to his death.
The Incident is commonly understood to begin with Project 57116, an attempted coup of- ficially attributed to Lin. When news broke of his death on December 7, 1980,17 documents publicisedbyleftistnewspaperWenhuiBaoincludedacopyofplansdrawnup.18 Theseconsisted of intercepting Mao in his personal train following an inspection tour of the south, which was abruptly cut short thus unintentionally foiling the coup. Due to the haphazard nature of the plan and circumstances at the time, it is much likelier that Lin Biao’s son, Lin Liguo, masterminded this. For a legendary war general who won two of the three decisive campaigns during the Chinese Civil War with highly strategic encirclements and ambushes to defeat the GMD, 571 was com- pletely deficient in foresight and did not demonstrate any competent planning. The document did not contain any specifics regarding resources required, only loosely listing “vehicles”19 and ”self-made weapons”20, amongst other undeveloped points.21 More consideration is placed on de- veloping vague revolutionary slogans and narratives such as “The whole party unite!”22 or “[Mao] turned the political life of the party and the country into a feudal autocratic dictatorial patriar- chal life.”23 to be implemented after successful cooperation with the USSR to stage a coup.24 This ineptitude can be explained by attributing the plan to his son Lin Liguo, a PLAAF deputy director with sufficient influence in key military divisions to carry out the coup. Lin Liguo’s Air Force office was furthermore obtained through nepotism rather than military experience, explaining the discrepancy in planning quality.
Additionally, Lin Biao’s health had begun to deteriorate in the early 1950s, and he withdrew from public office as a result. Mao’s personal physician, Dr Li Zhisui, had also attended to the late Lin Biao, recalling his state in the late 1960s as “obviously mentally unsound”, a “troubled soul, unfit to lead”.25 This could account for 571’s poor planning, though his withdrawal from politics and passive and reactive nature during this time directly contradict the active planning involved.26
16. 571 is a Chinese homonym for ”armed uprising”
17. Nine years after the incident
18. [In Chinese], 文汇报, China News Service (Shanghai), December 1980,
19. ”车辆”
20. ”武器领自造”
21. 中央专案组, 粉碎林陈反党集团反革命政变的斗争(材料之二) [in Chinese], 中发(1972) 4 (January 1972). 22. ”全党团结起来!”
23. ”把党内和国家政治生活变成封建专制独裁式家长制生活。”
24. 中央专案组, 粉碎林陈反党集团反革命政变的斗争(材料之二).
25. Blaine Taylor, “Even as he spurred on Mao Tse-tung’s Cultural Revolution, Marshal Lin Biao plotted to
depose him.,” Military History 23, no. 3 (May 2006): 66–69, search.ebscohost.com/login.aspx?direct=true&db= khh&AN=21310499&site=hrc-live.
26. Frederick C Teiwes and Warren Sun, The Tragedy of Lin Biao: Riding the Tiger During the Cultural
History Internal Assessment Word Count: 2198
History IA jhd047
Section A: Identification and Analysis of Sources
This investigation seeks to answer “To what extent was Lin Biao actively involved in the so-called ”Lin Biao Incident”?” Both originating over a decade after the Incident, two sources provide possible chronologies of events. A is the first major challenge to the official report, arguing Lin was in fact not on the plane as it crashed, and instead was bombed in his limousine leaving a banquet after his own failed “Jade Tower Mountain Scheme”. B is the second radical reinterpretation of events, shedding light on the relationships and psychology of key characters and arguing that it was Lin’s son who planned a coup, leading to the subsequent escape where Lin Biao dies.
Source A: “The Conspiracy and Death of Lin Biao” by Yao Ming-Le (a pseudonym)1, 1983 (Alfred and Knopf)
The source is translated from a Chinese manuscript written anonymously and smuggled out of China under a pseudonym. Virtually nothing is known of the author’s true identity or background to protect them from Chinese prosecution. Credence is granted to the author and origin with its alleged endorsement by several “China specialists”2 (though they are not named and no explicit reasoning is provided) and 7 major publishing houses3 in 8 countries.4 It claims the true version of events at a time when only the official report and rumours amongst civilians were available. However, the publishers endorsing the source also blatantly advertise it as a “bizarre” and “sensational” account, even announcing that it “[assumes] that the story it tells is true” on its front cover.5
Dramatic details may have been exaggerated or even completely fabricated with the goal of commercial profit, much like the Hitler diaries scandal of the same year. The source’s value lies largely in the impressive and extensive range of primary sources used to develop and evidence the argument. Though their origins are questionable, what information can be cross-referenced holds true, such as the glossary of 131 key characters which is described as “strikingly accurate”, including those of minor military base guards not mentioned elsewhere in research literature.6 These minor details proved useful in confirming the schedules and movements of those implicated in the coup. Nonetheless, minor mistakes are present, including misnaming Lin Liheng’s fiance when accusing him of a secondary blackmail scheme.7
1. a homonym for “will sound [an alarm]”
Source B: “The Culture of Power: The Lin Biao Incident in the Cultural Revolution” by Jin Qiu, 1999 (Stanford)
As a leading expert on the Cultural Revolution with “significant contributions to scholarship on the period”8 and unparalleled access to key characters and unpublished materials, Jin presents a new perspective using previously unseen evidence to challenge both the official and Western viewpoints of absolute culpability and innocence respectively.9 Nevertheless, her personal con- nection to the subject matter undermines the source’s objectivity. Jin’s primary motivation is clearing her father’s name following his purging and 17-year imprisonment in 1981 on claims of his involvement in the incident.10 The same can be said for the interviewees regarding their fam- ily or acquaintances. Several interviewees, such as Lin Liheng herself, have come forward with updated information over a decade later after the source’s publication when repercussions may be less severe. Published in the United States 28 years after the event, the threat of censorship and prosecution by the CCP is largely avoided,11 though much of the primary sources still originate from Chinese citizens where evidence could be altered to reflect the state’s attitude. The source primarily focuses on the dynamics within the Lin family and Politburo, along with the psychology of individuals, providing valuable insight into potential motives. Combined with a detailed chronology of events, the RQ is addressed from multiple angles. However, its psychological analysis is outdated (particularly the obsolete DSM-3 specifications for senile paranoia12) and used as a blanket explanation for actions without detailed clarification.13
Section B: Investigation
The Lin Biao incident was a watershed moment that not only highlighted Mao’s attitude dur- ing the Cultural Revolution but also had “profound and long-lasting effects on the country”,14 including but not limited to a major purge of over 1000 senior officials,15 the rise of the Gang of Four, and drastically altering public perception of the Chairman himself. Lin Biao, then de- fence minister and Party vice chairman, defected on a Hawker-Siddeley Trident 1E flying from
8. John Hickman, American Journal of Chinese Studies 8, no. 2 (October 2001): pp. 228, jstor.org/stable/ 44288681.
9. Qiu Jin, The Culture of Power: The Lin Biao Incident in the Cultural Revolution (Stanford, Calif: Stanford University Press, 1999), pp. 163, isbn: 9780804735292.
10. Qiu Jin, “Distorting History: Lessons From The Lin Biao Incident,” Old Dominion University Quest 3, no. 2 (June 2000): 4–8, odu.edu/ao/instadv/quest/LinBiao.html.
11. Ibid.
12. Alistrair Munro, “Paranoia Revisited,” British Journal of Psychiatry 141, no. 4 (1982): pp. 42-49, https: //doi.org/10.1192/bjp.141.4.344; Jin, The Culture of Power: The Lin Biao Incident in the Cultural Revolution.
13. Tony Saich, The American Historical Review 106, no. 2 (2001): 550–551, issn: 00028762, 19375239, accessed November 14, 2022.
14. 高华 and 御坂美琴, 南大高华教授讲座:再探林彪事件, 重读中华人民共和国史讲座系列 (Nanjing University, Hong Kong University of Science and Technology: 人文社会科学学院文化研究中心, December 2020), “深远的影 响”, youtube.com/watch?v=yDN5nIMpvq8.
15. Jin, “Distorting History: Lessons From The Lin Biao Incident,” pp. 6.
Qinhuangdao Shanhaiguan Airport following a failed coup attempt when the plane crashed over O ̈ndo ̈rkhaan,Mongolia.TheseriesofeventsandactionsofkeyactorsleadinguptotheIncident have been a mystery and subject of debate shaped by various major theories proposed in the decades following the incident concerning his involvement. This essay will examine the veracity of two sources’ radical viewpoints with respect to three key aspects—the planned coup(s), Lin Biao’s death, and the Trident crash—to reach a conclusion on Lin’s role leading up to his death.
The Incident is commonly understood to begin with Project 57116, an attempted coup of- ficially attributed to Lin. When news broke of his death on December 7, 1980,17 documents publicisedbyleftistnewspaperWenhuiBaoincludedacopyofplansdrawnup.18 Theseconsisted of intercepting Mao in his personal train following an inspection tour of the south, which was abruptly cut short thus unintentionally foiling the coup. Due to the haphazard nature of the plan and circumstances at the time, it is much likelier that Lin Biao’s son, Lin Liguo, masterminded this. For a legendary war general who won two of the three decisive campaigns during the Chinese Civil War with highly strategic encirclements and ambushes to defeat the GMD, 571 was com- pletely deficient in foresight and did not demonstrate any competent planning. The document did not contain any specifics regarding resources required, only loosely listing “vehicles”19 and ”self-made weapons”20, amongst other undeveloped points.21 More consideration is placed on de- veloping vague revolutionary slogans and narratives such as “The whole party unite!”22 or “[Mao] turned the political life of the party and the country into a feudal autocratic dictatorial patriar- chal life.”23 to be implemented after successful cooperation with the USSR to stage a coup.24 This ineptitude can be explained by attributing the plan to his son Lin Liguo, a PLAAF deputy director with sufficient influence in key military divisions to carry out the coup. Lin Liguo’s Air Force office was furthermore obtained through nepotism rather than military experience, explaining the discrepancy in planning quality.
Additionally, Lin Biao’s health had begun to deteriorate in the early 1950s, and he withdrew from public office as a result. Mao’s personal physician, Dr Li Zhisui, had also attended to the late Lin Biao, recalling his state in the late 1960s as “obviously mentally unsound”, a “troubled soul, unfit to lead”.25 This could account for 571’s poor planning, though his withdrawal from politics and passive and reactive nature during this time directly contradict the active planning involved.26
16. 571 is a Chinese homonym for ”armed uprising”
17. Nine years after the incident
18. [In Chinese], 文汇报, China News Service (Shanghai), December 1980,
19. ”车辆”
20. ”武器领自造”
21. 中央专案组, 粉碎林陈反党集团反革命政变的斗争(材料之二) [in Chinese], 中发(1972) 4 (January 1972). 22. ”全党团结起来!”
23. ”把党内和国家政治生活变成封建专制独裁式家长制生活。”
24. 中央专案组, 粉碎林陈反党集团反革命政变的斗争(材料之二).
25. Blaine Taylor, “Even as he spurred on Mao Tse-tung’s Cultural Revolution, Marshal Lin Biao plotted to
depose him.,” Military History 23, no. 3 (May 2006): 66–69, search.ebscohost.com/login.aspx?direct=true&db= khh&AN=21310499&site=hrc-live.
26. Frederick C Teiwes and Warren Sun, The Tragedy of Lin Biao: Riding the Tiger During the Cultural
Jian Tenjiao’s later testimony during the 1980-81 special trial supported Lin Liguo’s involvement in planning the 571 coup without his father through mentions of 3 potential plans called off last minute by Lin Biao once he was made aware of his son’s proposal.27 Though testimony from a CCP court alone cannot be considered reliable due to the common practice of forced confessions conforming to the Party’s political aims, its combination with publicised documents and other accounts contradicts the official narrative and support Lin Liguo as the plotter.
Yao supplements this by implicating Lin Biao in a separate “Jade Mountain Scheme” wherein a border dispute with the USSR is used to lure Mao into the Western Hill bunkers to be gassed allowing Lin to take over and rekindle Sino-Soviet relations. This contradicts the actions of key political players in the weeks following September 12, indicating Lin played a reactive role leading up to the crash. Yao28 and the official account29 are in agreement that the family’s plans were leaked by Lin Liheng to Zhou Enlai on the night of September 12. Supposing the Scheme did exist and was leaked this way, it would not have been possible for several named co-conspirators to resume official duties weeks after September 12, as Mao would have at least taken action to relieve them. This was not the case; Lieutenant General Qiu Huizuo, a main co-conspirator later sentenced to 16 years in prison, was noted almost two weeks later to have sent off a visiting party led by congressman Li Xiannian to Hanoi on September 24 before being confronted.30 The same is true of General Wu Faxian, who was implicated in the coup and sentenced to 17 years in 1981; the Vice Minister of Foreign Affairs Fu Hao recalls Wu’s presence at a meeting reviewing accident scene photographs, an event he would not have attended had Lin Liheng made the call before. The improbability of the Jade Mountain scheme further absolves Lin Biao of any responsibility for the coupes that precipitated his escape and death.
Lastly, the nature of the jet crash over O ̈ndo ̈rkhaan killing Lin Liguo and possibly Lin Biao amongst nine other passengers is called into question. Given Lin Biao’s questionable involvement in the planning of the coup that forced the escape, it follows that he likely did not plan to board the Trident. In fact, his health and psychological state had deteriorated to the point where he refused to leave his residence without Li Wenpu, his personal bodyguard, much less get in a car without Li’s accompaniment. Although under testimony in 1981 Li states Lin was aware of plans to travel to Irkutsk in the USSR after inquiring about the distance, this cannot be corroborated by others and it was “not uncommon” to commit perjury in fear of Party retaliation.31 Zhang Ning corroborates this in an interview, recounting how Lin’s acquaintances were instructed to
lution, 1966-1971 (Honolulu: University of Hawaii Press, 1996), isbn: 9780824818111.
27. Jin, The Culture of Power: The Lin Biao Incident in the Cultural Revolution, pp. 179.
28. Yao, The Conspiracy and Death of Lin Biao, pp. 135.
29. Peter Hannam and Susan V. Lawrence, “Solving a Chinese Puzzle,” U.S. News & World Report, January
1994, 4.
30. Central Intelligence Agency, Appearances And Activities of Leading Personalities of the People’s Republic of
China, pp. 108 (Washington, United States: Central Intelligence Agency, 1972), pp. 108.
31. Jin, The Culture of Power: The Lin Biao Incident in the Cultural Revolution, pp. 196.
produce reports satisfactory to the CCP’s Special Case Group.32 Furthermore, Lin Biao’s close relationship with his daughter Lin Liheng 33 despite his declining mental state meant Lin Biao would refuse to leave for the USSR without her. The only possible explanation would be that Lin left for Shanhaiguan Airport after being convinced or forced by family members involved in the coup. Having been informed of Lin’s imminent escape, Mao famously quoted《何典》34 in response: “Rain will fall, widows will remarry. What can we do? Let him go.” 35 This reaffirms the Lin family’s initial suspicions of Mao premeditating a purge, possibly using Lin Biao as a scapegoat for the failures of the Great Leap Forward. Allowing Lin to leave and be seen as a traitor working with the USSR would remove the need to explain why one of the revolution’s figureheads suddenly turned.
Though there is insufficient high-quality evidence, theories from Sources A and B can be used to reasonably infer that it was indeed Lin Liguo and not Lin Biao that attempted the Project 571 coup. Lin Biao may have individually entertained the idea of a border dispute with the USSR after a similar skirmish at Zhen Bao island as suggested by Yao, but no concrete plans ever materialised. In the end, Jin’s view that Lin’s family, particularly his controlling son, took advantage of his health deterioration and forced the escape flight is consistent with the late Lin’s other reported behaviours.
Section C: Reflection
Throughout the investigation, secrecy within the Chinese government and its attitude towards select historical events posed the greatest challenge, including generating the mystique surround- ing the topic to begin with. All sources employed base themselves at least in part on official documentation or the accounts of characters closely related to the government. Therefore, it was important to corroborate sources independently to appraise their validity. State archives are also not open to the public, depriving me of key sources such as the aviation investigation report which could be used to definitively determine the nature of the Trident crash.
Historians strive to present issues in an objective manner, but this cannot be completely achieved. A particularly influential set of sources36 on the modern understanding of the incident had an unintended impact of developing a sympathetic attitude towards Lin Biao,37 character- ising him as a consequence of Mao’s unpredictable purges, thus downplaying Lin’s own role in establishing the personality cult.
32. Jin, The Culture of Power: The Lin Biao Incident in the Cultural Revolution, pp 196. 33. Lin nicknamed her Lin Doudou as a sign of affection
34. A contemporary novel
35. Translation: 天要下雨,娘要嫁人,无法可设,由他去吧。
36. 王年一, 何蜀, and 陈昭, “林彪是“文化大革命”中特殊的观潮派、逍遥派” [in Chinese], 爱思想, November 2008, 王年一, 何蜀, and 陈昭, “毛泽东逼出来的“九·一三林彪出逃事件”” [in Chinese], Modern China Studies (《当 代中国研究》) 2004, no. 2, issn: 2160-0317.
37. 高华 and 御坂美琴, 南大高华教授讲座:再探林彪事件.
Furthermore, there was a noticeable difference in the perspective presented by sources from the West and Chinese sources, particularly in 20th-century sources. Of the English sources used, it was clear that the differing perspectives were strongly correlated to the geographical divide. Chinese language sources placed heavy emphasis on the people’s attitude towards the communist government, recognising the value of potentially fraudulent evidence in reflecting common opinion.
Chinese sources both primary and secondary were key in establishing a narrative, though they posed a significant challenge not just in translating the language precisely, but also in capturing and conveying the nuanced cultural and social understandings. Certain sayings or quotations were difficult to explain in English, such as Mao conveying his nuanced attitude towards Lin’s future by merely bringing up the tale of Liu Bang killing Han Xin. Such linguistic challenges are not limited to western scholars, with Jin Qiu explaining Mao’s pun on the name Wu De incorrectly.38
Another issue was the vast amounts of sources and theories for me to consider. I managed this by refining the RQ to only focus on the role of one person as opposed to a more holistic investigation. An overabundance of information can pose problems for historians and a wide variety of perspectives need to be synthesised to reach a satisfactory conclusion.
38. Jin, The Culture of Power: The Lin Biao Incident in the Cultural Revolution, pp. 242.
Page 7
History IA jhd047
References
Bernstein, Richard. “New Book Says Mao Ordered Lin Biao Killed.” New York Times, May 1983, 13.
Central Intelligence Agency. Appearances And Activities of Leading Personalities of the People’s Republic of China. Pp. 108. Washington, United States: Central Intelligence Agency, 1972.
Forster, Keith. Pacific Affairs 73, no. 3 (2000): 427–428.
Hannam, Peter, and Susan V. Lawrence. “Solving a Chinese Puzzle.” U.S. News & World Report,
January 1994, 4.
Hickman, John. American Journal of Chinese Studies 8, no. 2 (October 2001): 227–228. jstor. org/stable/44288681.
Jin, Qiu. “Distorting History: Lessons From The Lin Biao Incident.” Old Dominion University Quest 3, no. 2 (June 2000): 4–8. odu.edu/ao/instadv/quest/LinBiao.html.
. The Culture of Power: The Lin Biao Incident in the Cultural Revolution. Stanford, Calif: Stanford University Press, 1999. isbn: 9780804735292.
Munro, Alistrair. “Paranoia Revisited.” British Journal of Psychiatry 141, no. 4 (1982): 344–349. https://doi.org/10.1192/bjp.141.4.344.
Saich, Tony. The American Historical Review 106, no. 2 (2001): 550–551. issn: 00028762, 19375239, accessed November 14, 2022.
Schell, Orville. “A Chinese Puzzle Missing Some Pieces.” New York Times, May 1983, 3. issn: 0362-4331.
Taylor, Blaine. “Even as he spurred on Mao Tse-tung’s Cultural Revolution, Marshal Lin Biao plotted to depose him.” Military History 23, no. 3 (May 2006): 66–69. search.ebscohost.com/ login.aspx?direct=true&db=khh&AN=21310499&site=hrc-live.
Teiwes, Frederick C, and Warren Sun. The Tragedy of Lin Biao: Riding the Tiger During the Cul- tural Revolution, 1966-1971. Honolulu: University of Hawaii Press, 1996. isbn: 9780824818111.
Uhalley, Stephen, and Qiu Jin. “The Lin Biao Incident: More Than Twenty Years Later.” Pacific Affairs 66, no. 3 (1993): 386–98. https://doi.org/10.2307/2759617.
Yao, Ming-Le. The Conspiracy and Death of Lin Biao. 1st ed. New York: A.A. Knopf: Distributed by Random House, 1983. isbn: 9780394525433.
中央专案组. 粉碎林陈反党集团反革命政变的斗争(材料之二) [in Chinese]. 中发(1972) 4. January 1972.
Page 8
History IA jhd047 [In Chinese]. 文汇报, China News Service (Shanghai), December 1980.
王年一, 何蜀, and 陈昭. “林彪是“文化大革命”中特殊的观潮派、逍遥派” [in Chinese]. 爱思想, November 2008.
. “毛泽东逼出来的“九·一三林彪出逃事件”” [in Chinese]. Modern China Studies (《当代 中国研究》) 2004, no. 2. issn: 2160-0317.
高华 and 御坂美琴. 南大高华教授讲座:再探林彪事件. 重读中华人民共和国史讲座系列. Nanjing University, Hong Kong University of Science and Technology: 人文社会科学学院文 化研究中心, December 2020. youtube.com/watch?v=yDN5nIMpvq8.